Prior to FINRA, Adolfo R Rueda, CMT, has held different roles within the securities industry spanning 35 years. Adolfo began his career at the New York Stock Exchange as a Financial/Operational Examiner. He later worked at several member firms publishing Technical Research where he was able to partner with John Roque as an Institutional Investor (“II”) ranked Technical Analyst for several years.
Adolfo R. Rueda, CMT is currently a Principal Examiner at FINRA leading complex-firm exams within the Diversified, Carrying & Clearing group. He also oversees and participates with a team of professionals who host a weekly market update call as well as directs and produces a quarterly roadshow at FINRA. As a result of this initiative, Adolfo was awarded FINRA’s 2024 Award of Distinction.
Adolfo has an M.B.A from Iona College. He lives with his wife in Tuckahoe, New York where they raised their six children. Adolfo’s love and passion for the stock market keeps him motivated to continue collaborating and sharing his knowledge with others.